Hagens Berman’s stockbroker fraud attorneys represent whistleblowers bringing forward information regarding stockbroker fraud and financial market manipulation.

Stockbroker fraud violates federal securities laws enforced by the Securities and Exchange Commission. Whistleblowers are often the best mechanism by which the SEC can learn about these forms of manipulation. If whistleblowers bring forward helpful information to the SEC, they can be rewarded for their findings.

Stockbroker fraud that whistleblowers can report to the SEC includes:

  • intentional conduct designed to deceive investors
  • controlling or artificially affecting the market for securities
  • spreading false information to affect a stock price
  • manipulating volume
  • “spoofing” or other predatory techniques
  • creating an artificial picture of demand or supply for a security

Whistleblowers with information regarding wrongdoers who violated stockbroker fraud laws are encouraged to report to the SEC Whistleblower Office with the assistance of a skilled stockbroker fraud lawyer to bring their lawsuit under the Dodd-Frank Whistleblower Reform Act. A skilled stockbroker law firm can make your case to the SEC ironclad and impactful, leading both to SEC enforcement actions and potential rewards for your stockbroker fraud reporting.

If a whistleblower reports stockbroker fraud with the help of a qualified SEC whistleblower attorney, the whistleblower may remain anonymous and benefit from other protections against retaliation.

Hagens Berman’s stockbroker fraud attorneys have the skill, resources and track record to successfully develop and present your stockbroker fraud case to the SEC:

  • Actively handling several whistleblower actions under the SEC Whistleblower Program
  • Represented the securities fraud whistleblower lawsuit of high-profile market expert Haim Bodek
  • Marshals significant nationwide resources and expertise in stockbroker fraud to best present whistleblower matters to the SEC
  • Developed deep relationships with key governmental figures over 20+ years of stockbroker fraud lawsuits
  • Built a robust stockbroker fraud practice with expertise in delivering to the SEC reports that are timely, actionable, well-presented and noticed
MORE ABOUT THE SEC WHISTLEBLOWER PROGRAM

ABOUT THE SEC WHISTLEBLOWER PROGRAM

FREQUENTLY ASKED QUESTIONS

LAWS AND STATUTES

HAGENS BERMAN'S SEC WHISTLEBLOWER PRACTICE