Whistleblower News: SEC Whistleblower Program Has Record Year In Fiscal 2021, California Forex Firm And Its Owners To Pay Over $4 Million For Pool Fraud, German Prosecutors Probe Alleged Tax Evasion By PricewaterhouseCoopers
SEC Whistleblower Program Has Record Year in Fiscal 2021
AI CIO
Fiscal year 2021 was a record year for US Securities and Exchange Commission (SEC) whistleblowers, as the regulator doled out $564 million to 108 tipsters, raising the total amount dispensed by the program to more than $1 billion since it began in 2010. read more »
Federal Court Orders California Forex Firm and Its Owners to Pay Over $4 Million for Pool Fraud and Registration Violations
CFTC
The Commodity Futures Trading Commission today announced that the U.S. District Court for the Northern District of California entered a consent order for permanent injunction, monetary sanctions, and equitable relief against defendants Travis Capson of Kanab, Utah, Arnab Sarkar of El Cerrito, California, and their California company Denari Capital, LLC (Denari) to resolve a CFTC action filed on November 5, 2019. read more »
German prosecutors probe alleged tax evasion by tax advisers
AP
German investigators searched offices of accountancy firm PricewaterhouseCoopers and the homes of current and former employees Tuesday in a probe of alleged tax evasion by tax advisers. read more »
