Whistleblower, SEC, Investor Fraud
Whistleblower News: Regulators Probe Block Trading At Wall Street Banks, SEC Charges 12 Additional Financial Firms For Failure To Meet Form CRS Obligations, ‘Heist Of The Century’ US Bitcoin Case Tests Ability To Crack Down On Cybercrime
Regulators probe block trading at Wall Street banks, hedge funds REUTERS Federal investigators have launched a probe into block trading at Wall Street hedge funds and banks including Morgan Stanley (MS.N) and Goldman Sachs Group Inc (GS.N), the Wall Street Journal reported, citing people familiar with the matter. read more »
Whistleblower, FCA, Qui Tam, SEC
Whistleblower News: NJ Announces $20.5M False Claims Act Settlement, Blockfi Agrees To Pay $100M In Penalties And Pursue Registration Of Its Crypto Lending Product, Trial Of Ex-Goldman Banker Involved In 1MDB Scandal Set To Begin
Acting AG Bruck Announces $20.5 Million Settlement over Allegations Academy Bus Fraudulently Billed NJ Transit NJ AG
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Says It Won’t Limit Whistleblower Payouts, $3.8M To Resolve Kickback-Related False Claims Act Allegations, SEC Charges Shari’ah-Focused Online Investment Service, New Legislation To Protect Whistleblowers & Taxpayers
SEC Says It Won’t Limit Whistleblower Payouts WSJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Proposed Changes To Two Whistleblower Program Rules, Whistleblower Says SEC Looking Into Apple’s Use Of Nondisclosure Agreements, Ex-Banker's 1MDB Corruption Trial To Kick Off, Coinbase Removes Links After 'Rug Pull" Warnings
SEC Proposed Changes to Two Whistleblower Program Rules SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: Private Fund Advisers To Spell Out Fees Performance Under New U.S. SEC Proposals, Five Defendants Charged In $8.4 Million “Boiler Room” Fraud And Money Laundering Scheme
Private fund advisers to spell out fees, performance under new U.S. SEC proposals REUTERS The U.S. Securities and Exchange Commission (SEC) on Wednesday voted to propose heightened regulations meant to scrutinize how private fund advisers charge fees to investors and measure fund performance. read more »
Whistleblower, Investor Fraud
Whistleblower News: CFTC Charges Florida-Based Entities And Individuals With Multi-Million Dollar Futures And Forex Fraud, Two Arrested For Alleged Conspiracy To Launder $4.5B In Stolen Cryptocurrency, Credit Suisse Faces Money Laundering Charges
CFTC Charges Florida-Based Entities and Individuals with Multi-Million Dollar Futures and Forex Fraud CFTC
Whistleblower, SEC, Pharmaceutical Fraud
Whistleblower News: Tesla Receives Subpoena From U.S. Securities Regulator Over 2018 Settlement, CEO Of Pharmaceutical Distributor Convicted, U.S. Treasury Raises Alarm Over Money Laundering In Art, KPMG Sued For $1.8B Over Carillion Audit
Tesla receives subpoena from U.S. securities regulator over 2018 settlement REUTERS
Whistleblower, FCA, Qui Tam, Investor Fraud
Whistleblower News: Justice Department’s False Claims Act Settlements And Judgments Exceed $5.6B In 2021, NSO Offered ‘Bags Of Cash’ For Access To U.S. Cell Networks Whistleblower Claims, Precious Metals Dealer In Ongoing $68M Fraud Targeting The Elderly
Justice Department’s False Claims Act Settlements and Judgments Exceed $5.6 Billion in Fiscal Year 2021 DOJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Files Fraud Charges Alleging A Multi-Million Dollar Scheme That Targeted Retirement Accounts, Drug Distributors J&J To Pay $590M To Settle U.S. Tribes' Opioid Claims, AG Ferguson Files Lawsuit Against Center For COVID Control
SEC Files Fraud Charges Alleging a Multi-Million Dollar Scheme that Targeted Retirement Accounts SEC
Whistleblower, FCA, Qui Tam
Whistleblower News: Cardinal Health Pay More Than $13M To Resolve Allegations It Paid Kickbacks To Physicians, CFTC Charges Five Entities And Five Individuals With $58M Foreign Currency Fraud, Credit Suisse Faces $45.5M Claim In Money-Laundering Case
Cardinal Health Agrees to Pay More than $13 Million to Resolve Allegations that it Paid Kickbacks to Physicians DOJ
Whistleblower, Securities, FCA, Qui Tam, Investor Fraud
Whistleblower News: Will The Games Stop? SEC Mulls Crackdown On Trading Apps, Pharmacist Sentenced For $180M Health Care Fraud Scheme, $14M Medicaid Fraud Scheme, Community Health Owes Attorneys’ Fees In $98M Fraud Case
Will the games stop? SEC mulls crackdown on trading apps REUTERS A year after the "meme stock" rally humbled hedge funds and roiled Wall Street, U.S. regulators are studying ways to crack down on psychological prompts used by Robinhood Inc (HOOD.O) and other commission-free brokers to promote frequent stock trading on smartphone apps. read more »
Whistleblower, SEC, Investor Fraud, Antitrust
Whistleblower News: 2021 At The SEC, Crypto Giant Binance Kept Weak Money-Laundering Checks, Financial Advisor Charged With Stealing $5.8 Million From Client, U.S. Justice Antitrust Chief Says He'll Seek To Stop Deals Not Settle
2021 at the U.S. Securities and Exchange Commission SEC - YOUTUBE
Whistleblower, FCA, Qui Tam
Whistleblower News: DOJ's Dismissal Of Whistleblower's Fraud Case Against Drugmakers Upheld, SCOTUS Won't Decide If Whistleblower Law Protects Ex-Employees, Four Attorneys General Claim Google Secretly Tracked People
DOJ's dismissal of whistleblower's fraud case against drugmakers upheld REUTERS
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Issues Awards Totaling More Than $40M To Four Whistleblowers, SEC’s Gensler Says Brokerage Apps Can Be Bad For Small Investors, Seven Texas Doctors And A Hospital CEO Agree To Pay Over $1.1M To Settle Kickback Allegations
SEC Issues Awards Totaling More Than $40 Million to Four Whistleblowers SEC
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: SCOTUS Asks How Much Detail Needed To Plead False Claims, Kentucky Resident To Pay $17M For Defrauding Commodity Futures Clients, SEC To Vote Next Week On Boosting Hedge Fund Disclosures, Racketeering Lawsuit Against McKinsey Revived
SCOTUS asks top lawyer: How much detail needed to plead false claims? REUTERS
Whistleblower, FCA, SEC, Qui Tam, Environmental
Whistleblower News: SEC's 'Shadow Trading' Case Can Move Forward, Bon Secours Mercy Health To Pay $1M For False Medicare Claims, $6M Settlement With Former Head Of Homeless Shelter, How Exxon Is Intimidating Critics Over Its Climate Denial
SEC's 'shadow trading' case can move forward, judge rules REUTERS The U.S. Securities and Exchange Commission can pursue a first-of-its-kind insider trading case accusing a former pharmaceutical company executive of trading in a competitor's stock ahead of a merger, a judge in San Francisco ruled. read more »
Whistleblower, FCA, Qui Tam, SEC
Whistleblower News: Lab Owner Pleads Guilty To $6.9M Genetic Testing & COVID-19 Testing Fraud Scheme, Loan Servicer To Pay Nearly $8M To Resolve Alleged False Claims, SEC Obtains Judgment Against Former Pharma Company CFO Who Engaged In Insider Trading
Lab Owner Pleads Guilty to $6.9 Million Genetic Testing & COVID-19 Testing Fraud Scheme DOJ
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: $5.5M To Resolve False Claims Act Allegations Regarding “Custom” Shoe Inserts, Texas Oil Ponzi Schemes, Surgery Centers And Medical Offices In New Jersey Settle Allegations Of Federal Health Care Fraud
Diabetic Shoe Company Agrees to Pay $5.5 Million to Resolve False Claims Act Allegations Regarding “Custom” Shoe Inserts DOJ
Whistleblower, FCA, SEC, Investor Fraud, Antitrust
Whistleblower News: UC San Diego Health Pays $2.98M To Resolve Allegations Of Ordering Unnecessary Genetic Testing, Hyzon Motors Receives SEC Subpoena Over Allegations Made By Short Seller, Judge Says FTC’s Antitrust Case Against Facebook Can Proceed
UC San Diego Health Pays $2.98 Million to Resolve Allegations of Ordering Unnecessary Genetic Testing DOJ
Whistleblower, SEC, Investor Fraud, Corporate Fraud, Corporate Governance
Whistleblower News: SEC Awards More Than $4M To Two Whistleblowers, SEC Pushes For More Transparency, KPMG Says Regulator ‘Was Misled’ Over Carillion, How An Alleged Ponzi Scheme Played Out, Cryptocurrency Crime In 2021 Hits All-Time High
SEC Issues Awards Totaling More Than $4 Million to Two Whistleblowers SEC

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