Sep
25
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Collects Wall Street's Private Messages As WhatsApp Probe Escalates, SEC Charges Cash Flow King Podcast Host With Perpetrating $11M Ponzi Scheme, Deutsche Bank Subsidiary DWS To Pay $25M For Anti-Money Laundering Violations
SEC collects Wall Street's private messages as WhatsApp probe escalates REUTERS
Jul
13
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Awards Whistleblower More Than $9M, SEC Charges Celsius Network Limited And Founder Alex Mashinsky With Fraud And Unregistered Offer And Sale Of Securities
SEC Awards Whistleblower More Than $9 Million SEC
May
25
Whistleblower, FCA, Qui Tam, Investor Fraud, SEC
Whistleblower News: $43.419M To Resolve False Claims Act Allegations, SEC Shuts Down WeedGenics $60M Cannabis Offering Fraud
Michigan Vascular Surgeon Sentenced to 80 Months in Prison for Health Care Fraud Conviction and Agrees to Pay Up to $43.419 Million to Resolve False Claims Act Allegations DOJ
Mar
30
Whistleblower, SEC, Investor Fraud
Whistleblower News: Brazilian Mining Company To Pay $55.9M To Settle Charges, Wall St Regulator Seeks Budget Boost Cites Market Growth Misconduct Risk, SEC Charges Crypto Trading Platform Beaxy
Brazilian Mining Company to Pay $55.9 Million to Settle Charges Related to Misleading Disclosures Prior to Deadly Dam Collapse SEC
Mar
28
Whistleblower, SEC, Investor Fraud
Whistleblower News: Former Goldman Banker Must Forfeit $35.1M In 1MDB Corruption Case, CFTC Charges Binance And Its Founder, SEC Obtains Emergency Relief Against Long Island Investment Adviser
Former Goldman banker must forfeit $35.1 mln in 1MDB corruption case REUTERS
Mar
23
Whistleblower, SEC, Securities, Investor Fraud
Whistleblower News: The SEC Charges Lindsay Lohan Jake Paul And Others With Illegally Promoting Crypto, SEC Charges Cannabis Company American Patriot Brands CEO And Others With Fraud
whThe SEC charges Lindsay Lohan, Jake Paul and others with illegally promoting crypto NPR
Mar
3
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: Two Men Sentenced In $30M Foreign Exchange Fraud Scheme, US Justice Dept Warns Of Steeper Penalties For Firms That Fall Foul Of Messaging Policies, Kickbacks In Violation Of The False Claims Act
Two Men Sentenced in $30M Foreign Exchange Fraud Scheme DOJ
Mar
2
Whistleblower, Investor Fraud, Qui Tam, FCA
Whistleblower News: CEO Of Publicly Traded Health Care Company Charged For Insider Trading Scheme, U.S. Commodities Regulator Taps Former NY Prosecutor To Lead Enforcement
CEO of Publicly Traded Health Care Company Charged for Insider Trading Scheme DOJ
Feb
28
Whistleblower, FCA, Qui Tam, Investor Fraud
Whistleblower News: University Of Pittsburgh Medical Center To Pay $8.5M To Resolve False Claims Allegations, TD Bank Reaches $1.2 Billion Settlement In Ponzi Scheme Lawsuit
James L. Luketich, M.D., University of Pittsburgh Medical Center, and University of Pittsburgh Physicians Agree to Pay $8.5 Million and Implement Monitoring Actions to Resolve False Claims Allegations. DOJ
Feb
27
FCA, Whistleblower, Qui Tam, Investor Fraud
Whistleblower News: Landlord And Former Operators Of Upstate New York Nursing Home Pay $7.1M To Resolve False Claims Act Allegations, CFTC Charges Several People And Companies In A $145M Ponzi Scheme
Landlord and Former Operators of Upstate New York Nursing Home Pay $7,168,000 to Resolve False Claims Act Allegations of Worthless Services Provided to Residents DOJ
Feb
3
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Asks Big Hedge Funds For Employee Phone Review, Activision Blizzard To Pay $35m For Failing To Maintain Disclosure Controls And Violating Whistleblower Protection Rule
SEC asks big hedge funds for employee phone review REUTERS
Jan
24
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: SEC Issues $28M Award To Joint Whistleblowers, DePuy Synthes, Inc. Agrees To Pay $9.75M To Settle Allegations Concerning Kickbacks, Bloomberg To Pay $5M For Misleading Disclosures About Its Valuation Methodologies
SEC Issues $28 Million Award to Joint Whistleblowers SEC
Jan
20
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: SEC Awards Approximately $18M to Three Whistleblower, Chicago Man Convicted of Participating in Illegal Kickback Conspiracy, Nexo Agrees to Pay $45M in Penalties
SEC Awards Approximately $18 Million to Three Whistleblowers SEC
Jan
9
FCA, SEC, Investor Fraud, Qui Tam, Whistleblower
Whistleblower News: Laboratory Owners And Executives Charged In Health Care Kickback Scheme, Coinbase To Pay $50 Mln To Settle NY State Investigation, ‘He’s A Financial Serial Killer’ How Bernie Madoff Became The Monster Of Wall Street
Laboratory Owners and Executives Charged in Health Care Kickback Scheme DOJ
Dec
19
Whistleblower, SEC, Investor Fraud, FCA, Qui Tam
Whistleblower News: SEC Awards More Than $20 Million To Whistleblower, US Sues Michigan-Based NH Learning Solutions Corporation For Submitting False Claims, Fraud Cons And Ponzi Schemes Did Sam Bankman-Fried Use Madoff Tactics?
SEC Awards More Than $20 Million to Whistleblower SEC
Dec
8
FCA, Qui Tam, Whistleblower, SEC, Securities, Investor Fraud
Whistleblower News: Three Health Care Providers Agree To Pay $22.5 Million For Alleged False Claims To California’s Medicaid Program, SEC Charges Vika Ventures And Its CEO In $6 Million Fraudulent Offering
Three Health Care Providers Agree to Pay $22.5 Million for Alleged False Claims to California’s Medicaid Program DOJ
Dec
2
Whistleblower, Securities, Investor Fraud, FCA, Qui Tam
Whistleblower News: CFTC Head Urges Congress To Act On Crypto Regulation, Heads Non-Governmental Organization Plead Guilty To Conspiring To Bribe Elected Officials Of The Marshall Islands, Pandemic Relief Fraud Report Says Company CEOs Family Got Rich
U.S. CFTC head urges Congress to act fast on crypto regulation CFTC
Nov
22
Whistleblower, Securities, Investor Fraud
Whistleblower News: Crypto Whistleblowers In Line For Multimillion-Dollar Payouts, Infinity Q Founder Once Claiming $3 Bln Assets Pleads Guilty To Fraud
Crypto Whistleblowers in Line for Multimillion-Dollar Payouts BLOOMBERG
Nov
15
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Announces Enforcement Results For FY22, $51 Million To Resolve False Claims Act Allegations, Regulators Circle FTX As Rival Exchanges Try To Calm Investors, Three Out Of Four Bitcoin Investors Have Lost Money
SEC Announces Enforcement Results for FY22 SEC
Nov
14
Whistleblower, SEC, Investor Fraud, FCA, Qui Tam
Whistleblower News: SEC Charges Pharmaceutical Co. Chief Information Officer In $8M Insider Trading Scheme, Crypto Is In Crisis It’s Not Just Because Of FTX, Omega Healthcare Investors To Pay $3M To Settle Civil False Claims Act Allegations
SEC Charges Pharmaceutical Co. Chief Information Officer in $8 Million Insider Trading Scheme SEC

Page 1 of 16