SEC Obtains Final Judgment Against Former Pharmaceutical Company CEO Ordering a Permanent Officer and Director Bar and $1.3 Million in Penalties SEC
Government Contractor Agrees to Pay Record $48.5 Million to Resolve Claims Related to Fraudulent Procurement of Small Business Contracts Intended for Service-Disabled Veteran DOJ
Former spaceport CFO files whistleblower suit SANTE FE NEW MEXICAN The former chief financial officer of Spaceport America contends a number of government officials and entities, including Gov. Michelle Lujan Grisham, colluded to defraud taxpayers to the tune of about $200 million in public money. 
The S.E.C. has issued a subpoena to Archegos, the $10 billion firm that collapsed spectacularly NEW YORK TIMES Lawyers with the Securities and Exchange Commission have served a subpoena on Archegos Capital Management, the $10 billion family investment office that suddenly collapsed in March, roiling the stock market as its losses reverberated through the banking industry. read more »
  N.J. attorney general is appointed director of enforcement at the S.E.C.   NY TIMES Gary Gensler is turning to a longtime state and federal prosecutor to lead the enforcement division of the Securities and Exchange Commission. read more » Robinhood slapped with biggest-ever penalty by Wall Street regulator CNN