SEC Issues $6 Million Award to Five Whistleblowers

SEC

The Securities and Exchange Commission today announced a total award of $6 million to two groups of whistleblowers who provided information and assistance in a single covered action. read more »

SEC Updates List of Firms Using Inaccurate Information to Solicit Investors

SEC

The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 58 soliciting entities, 11 impersonators of genuine firms, and one bogus regulator. read more »