SEC Awards More Than $1 Million to Whistleblower
SEC
Blog
Federal jury awards $2.4 million in damages to fired AstraZeneca sales manager who alleged retaliation for whistleblowing
OREGON LIVE
A federal jury in Portland on Tuesday awarded $2.4 million in damages to a woman who said she was fired from AstraZeneca Pharmaceuticals for complaining about alleged misleading marketing tactics. read more »
U.S. SEC considers disclosure mandate for range of climate, human capital metrics
REUTERS
SEC Charges ICO Issuer and CEO With Fraud and Unregistered Securities Offering
SEC
SEC Issues Whistleblower Awards Totaling Nearly $5.3 Million
SEC
SEC Charges Investment Advisers With Cherry-Picking, Obtains Asset Freeze
SEC
United States Files Suit Against California Skilled Nursing Chain and its Owner for Allegedly Paying Illegal Kickbacks to Physicians
DOJ
SEC Awards Approximately $3 Million to Two Whistleblowers
SEC
SEC plans to go after market manipulation on social media, executive insider trading, Gensler says
MARKETWATCH
Securities and Exchange Commission Chairman Gary Gensler said Monday that his agency is focused on adopting new rules to guard against company executives using private information to opportunistically sell shares of companies they oversee, while acknowledging that the SEC must come up with new strategies to guard against market manipulation on social media. read more »
Google will pay $270 million to settle antitrust charges in France over its ad technology
NEW YORK TIMES
Google agreed to pay roughly $270 million in fines and change some of its business practices as part of a settlement announced on Monday with French antitrust regulators who had accused the company of abusing its dominance of the online advertising market. read more »
Ex-Hanford contractor to pay $3M to settle fraud allegations
AP
Brazil probes U.S. oil trader Freepoint in alleged bribery scheme
REUTERS
Authorities in Brazil are investigating senior employees at Connecticut-based trading house Freepoint Commodities for their alleged role in a bribery scheme involving state-run oil company Petrobras, Reuters has learned. read more »
SEC Awards More Than $23 Million to Whistleblowers
SEC
SEC Awards More Than $4 Million to Whistleblower
SEC
Oil exploration company in Okavango wilderness misled investors, SEC complaint says
NATIONAL GEOGRAPHIC
SEC's 'Whistleblower Awards' keep getting bigger and bigger
FINANCE FEEDS
Financial fraud is rising. That fact has been reported by several industry authorities across the globe. The SEC, however, has found a way of countering these crimes by making it worthwhile to ‘blow the whistle’. read more »
Whistleblower Is Awarded $28 Million in Panasonic Avionics Case
WSJ
SEC Awards More Than $28 Million to Whistleblower Who Aided SEC and Other Agency Actions
SEC
SEC Awards More Than $31 Million to Whistleblowers in Two Enforcement Actions
SEC
The Securities and Exchange Commission today announced whistleblower awards to four individuals totaling more than $31 million. read more »
SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index
SEC
Under Armour founder sold $138 million in stock during time period company allegedly misled investors about slowing sales
WASHINGTON POST
SEC Awards Approximately $3.6 Million to Whistleblower
SEC
SEC Awards $22 Million to Two Whistleblowers
SEC
