Whistleblower, SEC, Investor Fraud
Whistleblower News: U.S. SEC Set To Unveil Tighter Rules On Blank-Check Companies, U.S. SEC Issues New Guidance For Brokers Advisors On Investment Recommendations
U.S. SEC set to unveil tighter rules on blank-check companies REUTERS The U.S. securities regulator on Wednesday will unveil a proposal to tighten its rules on special purpose acquisition companies (SPACs) after a frenzy of deals in 2020 and early 2021 sparked concerns some investors are getting a raw deal. read more » U.S. SEC issues new guidance for brokers, advisors on investment recommendations REUTERS
Whistleblower, Qui Tam, SEC, Investor Fraud
Whistleblower News: CFTC Awards Approximately $10M to a Whistleblower, UPS to Pay $5.3M to Settle False Claims Act Allegations, S.E.C. to consider climate disclosure rule at Monday meeting
CFTC Awards Approximately $10 Million to a Whistleblower CFTC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Issues Awards Totaling Approximately $3M to Three Whistleblowers, Improper Billing of Defense Intelligence Agency, Financial Services Company Sentenced to Nearly 3 Years in Prison for $2.3M Ponzi Scheme
SEC Issues Awards Totaling Approximately $3 Million to Three Whistleblowers SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Charges Texas School District And Its Former CFO With Fraud In $20M Bond Sale, CFTC Orders London-Based Swap Dealer To Pay $3.25M For Swap-Data Reporting Conflicts Of Interest Mid-Market Mark And Supervision Failures
SEC Charges Texas School District and its Former CFO with Fraud in $20 Million Bond Sale SEC
Whistleblower, SEC, Investor Fraud, Emissions
Whistleblower News: SEC Plans To Force Public Companies To Disclose Greenhouse Gas Emissions, Exxon Mobil Loses Appeal Over Climate Change Probes
SEC plans to force public companies to disclose greenhouse gas emissions WASHINGTON POST
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: Freight Carriers Agree To Pay $6.85M For Presenting False Claims To The Department Of Defense, Electric Last Mile Shares Plunge On SEC Probe, German Prosecutors Charge 3 With Fraud In Wirecard Collapse
Freight Carriers Agree to Pay $6.85 Million to Resolve Allegations of Knowingly Presenting False Claims to the Department of Defense DOJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Awards Approximately $14M To Whistleblower, CFTC Awards Approximately $500,000 To Two Whistleblowers, U.S. DOJ Extends Monitor Of Deutsche Bank For Late Reporting Of DWS Allegations
SEC Awards Approximately $14 Million to Whistleblower SEC
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Awards More Than $3.5M To Whistleblower, Mallinckrodt To Pay $260M To Settle Lawsuits Alleging Underpayments Of Medicaid Drug Rebates And Payment Of Illegal Kickbacks, SEC Charges Siblings In $124M Crypto Fraud Operation
SEC Awards More Than $3.5 Million to Whistleblower SEC
Whistleblower, FCA, Qui Tam, SEC, Investor Fraud
Whistleblower News: CA Employers Perverting Arbitration Law Private AG Plaintiffs Tell SCOTUS, Opening Statements Continue In `Fat Leonard’ Bribery Trial Of Naval Officers, SEC Charges Venture Capital Fund Adviser With Misleading Investors
Calif. employers perverting arbitration law, private AG plaintiffs tell SCOTUS REUTERS
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Charges Health Care Co And Two Former Employees For Accounting Improprieties, Wells Fargo Says Federal Agencies Reviewing 401(K) Plan, Corporate Opioid Payouts Now Being Finalized Would Top $32 Billion
SEC Charges Health Care Co. and Two Former Employees for Accounting Improprieties SEC
Whistleblower, SEC, Investor Fraud, FCA, Qui Tam
Whistleblower News: Credit Suisse Leak Unmasks Criminals Fraudsters And Corrupt Politicians, EU Parliament's Top Group Suggests Blacklisting Switzerland, Allianz Fires Two Managers In Wake Of Investment Fund Collapse, Mass General Hospital To Pay $14.6M
Revealed: Credit Suisse leak unmasks criminals, fraudsters and corrupt politicians THE GUARDIAN
Whistleblower, SEC, Investor Fraud
Whistleblower News: Largest South Korean Telecommunications Co Agrees To Pay The SEC To Settle FCPA Charges, Facebook Whistleblower Alleges Executives Misled Investors, CFTC Charges Hedge Fund Manager With Fraudulent Scheme, The Great Greenwashing Scam
Largest South Korean Telecommunications Co. Agrees to Pay the SEC to Settle FCPA Charges SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: Musk Accuses SEC Of Attacking His Right To Free Speech With 'Unrelenting' Probe, SEC Charges Infinity Q Founder, No New Settlement Yet Of Opioid Claims Against Purdue Pharma, Actor Sentenced To 20 Years For Multimillion-Dollar Ponzi
Elon Musk Accuses SEC of Attacking His Right to Free Speech With 'Unrelenting' Probe CNET Tesla and Elon Musk lashed out at the US Securities and Exchange Commission on Thursday, accusing the agency of carrying out a "harassment campaign" against the CEO and his electric car company over a 2018 regulatory settlement. read more »
Whistleblower, SEC, Investor Fraud
Whistleblower News: Regulators Probe Block Trading At Wall Street Banks, SEC Charges 12 Additional Financial Firms For Failure To Meet Form CRS Obligations, ‘Heist Of The Century’ US Bitcoin Case Tests Ability To Crack Down On Cybercrime
Regulators probe block trading at Wall Street banks, hedge funds REUTERS Federal investigators have launched a probe into block trading at Wall Street hedge funds and banks including Morgan Stanley (MS.N) and Goldman Sachs Group Inc (GS.N), the Wall Street Journal reported, citing people familiar with the matter. read more »
Whistleblower, SEC, FCA, Qui Tam, Investor Fraud
Whistleblower News: SEC Says It Won’t Limit Whistleblower Payouts, $3.8M To Resolve Kickback-Related False Claims Act Allegations, SEC Charges Shari’ah-Focused Online Investment Service, New Legislation To Protect Whistleblowers & Taxpayers
SEC Says It Won’t Limit Whistleblower Payouts WSJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Proposed Changes To Two Whistleblower Program Rules, Whistleblower Says SEC Looking Into Apple’s Use Of Nondisclosure Agreements, Ex-Banker's 1MDB Corruption Trial To Kick Off, Coinbase Removes Links After 'Rug Pull" Warnings
SEC Proposed Changes to Two Whistleblower Program Rules SEC
Whistleblower, SEC, Investor Fraud
Whistleblower News: Private Fund Advisers To Spell Out Fees Performance Under New U.S. SEC Proposals, Five Defendants Charged In $8.4 Million “Boiler Room” Fraud And Money Laundering Scheme
Private fund advisers to spell out fees, performance under new U.S. SEC proposals REUTERS The U.S. Securities and Exchange Commission (SEC) on Wednesday voted to propose heightened regulations meant to scrutinize how private fund advisers charge fees to investors and measure fund performance. read more »
Whistleblower, Investor Fraud
Whistleblower News: CFTC Charges Florida-Based Entities And Individuals With Multi-Million Dollar Futures And Forex Fraud, Two Arrested For Alleged Conspiracy To Launder $4.5B In Stolen Cryptocurrency, Credit Suisse Faces Money Laundering Charges
CFTC Charges Florida-Based Entities and Individuals with Multi-Million Dollar Futures and Forex Fraud CFTC
Whistleblower, FCA, Qui Tam, Investor Fraud
Whistleblower News: Justice Department’s False Claims Act Settlements And Judgments Exceed $5.6B In 2021, NSO Offered ‘Bags Of Cash’ For Access To U.S. Cell Networks Whistleblower Claims, Precious Metals Dealer In Ongoing $68M Fraud Targeting The Elderly
Justice Department’s False Claims Act Settlements and Judgments Exceed $5.6 Billion in Fiscal Year 2021 DOJ
Whistleblower, SEC, Investor Fraud
Whistleblower News: SEC Files Fraud Charges Alleging A Multi-Million Dollar Scheme That Targeted Retirement Accounts, Drug Distributors J&J To Pay $590M To Settle U.S. Tribes' Opioid Claims, AG Ferguson Files Lawsuit Against Center For COVID Control
SEC Files Fraud Charges Alleging a Multi-Million Dollar Scheme that Targeted Retirement Accounts SEC

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