Jury finds Theranos founder Elizabeth Holmes guilty on multiple charges in criminal fraud trial
CNBC
Blog
CFTC Orders Event-Based Binary Options Markets Operator to Pay $1.4 Million Penalty
CFTC
SEC Charges Financial Company and Its President with Engaging in Fraudulent Schemes to Boost Stock Price
SEC
Nikola Corporation to Pay $125 Million to Resolve Fraud Charges
SEC
Panamanian Intermediary Extradited to the United States Pleads Guilty to International Bribery and Money Laundering Scheme
DOJ
SEC Charges Three Canadian Citizens in Fraudulent Penny Stock Scheme
SEC
The S.E.C. homes in on key SPAC features
NEW YORK TIMES
Amazon fined nearly $1.3 billion by Italy’s antitrust watchdog
WASHINGTON POST
SEC Chair Gary Gensler says tougher rules for hot, buzzy SPACs are coming soon
NPR
SEC Issues Whistleblower Nearly $5 Million Award
SEC
SEC probes Tesla over whistleblower claims on solar panel defects
REUTERS
SEC Charges Pharma CFO and Former Partner with Insider Trading
SEC
SEC Whistleblower Program Has Record Year in Fiscal 2021
AI CIO
Pfizer Is Lobbying To Thwart Whistleblowers From Exposing Corporate Fraud
THE INTERCEPT
SEC Issues Whistleblower Awards Totaling Approximately $10.4 Million
SEC
SEC investigates developer of 'miracle' Alzheimer's drug Cassava Sciences after short sellers accused the company of manipulating research results using Photoshop
DAILY MAIL
SEC rewrites whistleblower record books during historic FY2021
COMPLIANCE WEEK
Kaléo Inc. Agrees to Pay $12.7 Million to Resolve Allegations of False Claims for Anti-Overdose Drug
DOJ
U.S. SEC enforcement chief says FY2021 enforcement figures will be 'slightly down'
REUTERS
Regulators Ask Congress to Create New Rules for Cryptocurrencies
NEW YORK TIMES
Federal regulators say they urgently need more power from Congress to properly regulate stablecoins, a fast-growing type of cryptocurrency that they warn could result in bank runs, consumer abuse and payment snafus unless lawmakers act quickly, according to a report issued Monday by the Treasury Department. read more »
