SEC Charges Pharma CFO and Former Partner with Insider Trading
SEC
Blog
SEC Whistleblower Program Has Record Year in Fiscal 2021
AI CIO
Pfizer Is Lobbying To Thwart Whistleblowers From Exposing Corporate Fraud
THE INTERCEPT
SEC Issues Whistleblower Awards Totaling Approximately $10.4 Million
SEC
SEC investigates developer of 'miracle' Alzheimer's drug Cassava Sciences after short sellers accused the company of manipulating research results using Photoshop
DAILY MAIL
SEC rewrites whistleblower record books during historic FY2021
COMPLIANCE WEEK
Kaléo Inc. Agrees to Pay $12.7 Million to Resolve Allegations of False Claims for Anti-Overdose Drug
DOJ
U.S. SEC enforcement chief says FY2021 enforcement figures will be 'slightly down'
REUTERS
The U.S. Securities and Exchange Commission's (SEC) director of enforcement on Friday said the agency's fiscal year 2021 enforcement figures will be "slightly down" from the prior year. read more »
U.S. DoJ investigating electric vanmaker Workhorse
REUTERS
Regulators Ask Congress to Create New Rules for Cryptocurrencies
NEW YORK TIMES
SEC Charges Newport Beach Company and its Principals with Operating a $13.5 Million Ponzi-Like Scheme
SEC
SEC Awards More Than $2 Million to Whistleblower for Successful Related Action
SEC
Post-SPAC Music Steaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action
SEC
SEC Awards $40 Million to Two Whistleblowers
SEC
Boeing finds new defect in continuing struggle to produce Dreamliner 787
REUTERS
Boeing Co (BA.N) said Thursday that some titanium 787 Dreamliner parts were improperly manufactured over the past three years, the latest in a series of problems to plague the wide-body aircraft. read more »
Former Chief Executive Officer of Petrochemical Company Sentenced to 20 Months in Prison for Foreign Bribery Scheme
DOJ
SEC opens inquiry into Wall Street banks' staff communications
REUTERS
Like whistleblower Frances Haugen, these Facebook employees warned about the company’s problems for years. No one listened
WASHINGTON POST
Brazil's Petrobras pays $853.2 mln fines to DOJ, SEC in corruption probe
REUTERS
Brazil state-run oil company Petroleo Brasileiro SA (PETR4.SA) said on Monday it has paid $853.2 million to the U.S. Department of Justice and Securities Exchange Commission as part of an agreement with U.S. authorities in 2018. read more »
SEC Charges Rogue Trader Who Bankrupted His Firm
SEC
Cortez Masto Introduces Bill to Incentivize Whistleblowers to Report Consumer Fraud to the Consumer Financial Protection Bureau
US SENATE
