SEC Awards More Than $2 Million to Whistleblower for Successful Related Action
SEC
Blog
Post-SPAC Music Steaming Company Reaches $38.8 Million Settlement in Ongoing Fraud Action
SEC
SEC Awards $40 Million to Two Whistleblowers
SEC
Boeing finds new defect in continuing struggle to produce Dreamliner 787
REUTERS
Boeing Co (BA.N) said Thursday that some titanium 787 Dreamliner parts were improperly manufactured over the past three years, the latest in a series of problems to plague the wide-body aircraft. read more »
Former Chief Executive Officer of Petrochemical Company Sentenced to 20 Months in Prison for Foreign Bribery Scheme
DOJ
SEC opens inquiry into Wall Street banks' staff communications
REUTERS
The U.S. Securities and Exchange Commission (SEC) has opened a broad inquiry into how Wall Street banks are keeping track of employees' digital communications, three people familiar with the matter told Reuters. read more »
Jamie Dimon bashes bitcoin again, calling it 'worthless'
CNN
Like whistleblower Frances Haugen, these Facebook employees warned about the company’s problems for years. No one listened
WASHINGTON POST
Brazil's Petrobras pays $853.2 mln fines to DOJ, SEC in corruption probe
REUTERS
Brazil state-run oil company Petroleo Brasileiro SA (PETR4.SA) said on Monday it has paid $853.2 million to the U.S. Department of Justice and Securities Exchange Commission as part of an agreement with U.S. authorities in 2018. read more »
SEC Charges Rogue Trader Who Bankrupted His Firm
SEC
Cortez Masto Introduces Bill to Incentivize Whistleblowers to Report Consumer Fraud to the Consumer Financial Protection Bureau
US SENATE
U.S. SEC proposes rules urging hedge funds, endowments to disclose votes
REUTERS
The top U.S. securities regulator on Wednesday proposed requiring large hedge funds and endowments to disclose how they vote on executive pay, bringing this clutch of influential investors in line with other top funds that have made their pay votes public for a decade. read more »
SEC Bars Two Individuals from Whistleblower Award Program
SEC
Devon Energy Companies Agree to Pay $6.15 Million to Settle False Claims Act Allegations for Underpaying Royalties on Gas from Federal Lands
DOJ
SEC Awards Approximately $36 Million to Whistleblower
SEC
SEC Charges Quant Analyst in Multimillion Dollar Front-Running Scheme
SEC
The S.E.C. has opened an investigation into Activision Blizzard
NEW YORK TIMES
Activision Blizzard, the video game maker behind Call of Duty and other major franchises, said on Monday that the Securities and Exchange Commission was investigating the company over “disclosures regarding employment matters and related issues.” read more »
South Florida still No 1 in healthcare fraud. Ripoffs cost Medicare billions a year
MIAMI HERALD
Amazon starts probe over bribe to gov’t officials by its lawyers in India, report says
TECH CRUNCH
SEC Awards $11.5 Million to Two Whistleblowers
SEC
The Securities and Exchange Commission today announced awards of approximately $11.5 million to two whistleblowers whose information and assistance contributed to the success of an SEC enforcement action.
Ex-Wells Fargo executives set to face civil trial in scandal over phony accounts
REUTERS
U.S. DOJ looking into conduct of Allianz fund managers
REUTERS
The U.S. Department of Justice (DOJ) investigation into German insurer Allianz (ALVG.DE) is looking at possible misconduct by fund managers and misrepresentation of risk to investors, three people with knowledge of the matter told Reuters. read more »
Three Operators of Financial Services Firm Charged and Arrested in Alleged $155 Million Investment Fraud Scheme
DOJ