UBS Settles Charges Related to Investments in Complex Exchange-Traded Product
SEC
More Than $8 Million Returning to Harmed Investors as Part of Ongoing Risk-Based Initiative. read more »
Blog
3rd Circ. says FCA whistleblower amendment retroactive
REUTERS
A U.S. appeals court on Tuesday said an amendment to the False Claims Act that eased the burden of proof on whistleblowers applies retroactively to any case that was pending when the U.S. Supreme Court issued a ruling that the law was designed to address, deepening a circuit split. read more »
Florida Department of Children and Families Agrees to Pay $17.5 Million to Resolve False Claims Act Liability in Connection with SNAP Quality Control
DOJ
St. Jude Agrees to Pay $27 Million for Allegedly Selling Defective Heart Devices
DOJ
Northern Ohio Health System Agrees to Pay Over $21 Million to Resolve False Claims Act Allegations for Improper Payments to Referring Physicians
DOJ
SEC Charges Hedge Fund Trader in Lucrative Front-Running Scheme
SEC
N.J. attorney general is appointed director of enforcement at the S.E.C.
NY TIMES
Gary Gensler is turning to a longtime state and federal prosecutor to lead the enforcement division of the Securities and Exchange Commission. read more »
Robinhood slapped with biggest-ever penalty by Wall Street regulator
CNN
Surgical Care Affiliates And Orlando Surgery Center Agree To Pay $3.4 Million To Settle False Claims Act Liability
DOJ
SEC Charges Amec Foster Wheeler Limited With FCPA Violations Related To Brazilian Bribery Scheme
SEC
SEC Awards More Than $1 Million to Whistleblower
SEC
SEC Issues Whistleblower Awards Totaling Nearly $5.3 Million
SEC
SEC Charges Investment Advisers With Cherry-Picking, Obtains Asset Freeze
SEC
United States Files Suit Against California Skilled Nursing Chain and its Owner for Allegedly Paying Illegal Kickbacks to Physicians
DOJ
Avis Budget Group to Pay $10.1 Million to Settle False Claims Act Allegations for Overcharging United States on Rental Vehicles
DOJ
SEC Awards More Than $23 Million to Whistleblowers
SEC
Senate Unanimously Clears Grassley Bill To Save CFTC Whistleblower Program
SENATOR CHUCK GRASSLEY
SEC Awards More Than $4 Million to Whistleblower
SEC
SEC Awards More Than $28 Million to Whistleblower Who Aided SEC and Other Agency Actions
SEC
SEC Charges S&P Dow Jones Indices for Failures Relating to Volatility-Related Index
SEC
As much as $365 billion wiped off cryptocurrency market after Tesla stops car purchases with bitcoin
CNBC
