SEC Charges Senior Executive of Brazilian Company with Fraud
SEC
Blog
Will the games stop? SEC mulls crackdown on trading apps
REUTERS
A year after the "meme stock" rally humbled hedge funds and roiled Wall Street, U.S. regulators are studying ways to crack down on psychological prompts used by Robinhood Inc (HOOD.O) and other commission-free brokers to promote frequent stock trading on smartphone apps. read more »
Father, son from Japan guilty in Vegas in $1.5B 'Ponzi' case
ABC
Two former investment executives from Japan have pleaded guilty in Las Vegas to wire fraud in what prosecutors have called a $1.5 billion international Ponzi scheme with 10,000 victims in the U.S. and abroad. read more »
SEC Awards Over $13 Million To Whistleblower
SEC
SEC probes Tesla over whistleblower claims on solar panel defects
REUTERS
The U.S. securities regulator has opened an investigation into Tesla Inc (TSLA.O) over a whistleblower complaint that the company failed to properly notify its shareholders and the public of fire risks associated with solar panel system defects over several years, according to a letter from the agency. read more »
Former Chief Executive Officer of Petrochemical Company Sentenced to 20 Months in Prison for Foreign Bribery Scheme
DOJ
SEC Charges Quant Analyst in Multimillion Dollar Front-Running Scheme
SEC
SEC Charges ICO Issuer and CEO With Fraud and Unregistered Securities Offering
SEC
IRS Is Catching Crypto Tax Cheats Via John Doe Summons
FORBES
6th Circuit finds whistleblower law shields ex-employees from retaliation
REUTERS
CFTC Charges Former Fuel Oil Trader with Manipulating Fuel Oil Benchmark
CFTC
U.S. Justice Department probing Visa over debit-card practices
REUTERS
SEC warns against investing in SPACs based solely on celebrity backing
REUTERS
SEC Awards Approximately $1.5 Million to Whistleblower
SEC
SEC Charges AT&T and Three Executives with Selectively Providing Information to Wall Street Analysts
SEC
SAP Public Services, Inc. to Pay $2.2 Million to Settle False Claims Act Allegations
DOJ
Bots hyped up GameStop on major social media platforms, analysis finds
REUTERS
Bots on major social media platforms have been hyping up GameStop and other “meme” stocks, according to an analysis by Massachusetts-based cyber security company PiiQ Media, suggesting organized economic or foreign actors may have played a role in the Reddit-driven trading frenzy. read more »
SEC Issues Whistleblower Awards Totaling Over $1.7 Million
SEC
GameStop CFO to step down after Reddit driven stock rally
REUTERS
SEC Awards More Than $9.2 Million to Whistleblower for Successful Related Actions, Including Agreement With DOJ
SEC
