SEC Charges 16 Wall Street Firms with Widespread Recordkeeping Failures
SEC
Blog
Biogen Inc. Agrees to Pay $900 Million to Settle Allegations Related to Improper Physician Payments
DOJ
Boeing to Pay $200 Million to Settle SEC Charges that it Misled Investors about the 737 MAX
SEC
SEC Charges Cheetah Mobile’s CEO and its Former President with Insider Trading
SEC
Morgan Stanley Smith Barney to Pay $35 Million for Extensive Failures to Safeguard Personal Information of Millions of Customers
SEC
GOL Linhas Aéreas Inteligentes S.A. Will Pay Over $41 Million in Resolution of Foreign Bribery Investigations in the United States and Brazil
DOJ
Brother of ex-Coinbase manager pleads guilty to insider trading charge
REUTERS
The brother of a former Coinbase Global Inc (COIN.O) product manager pleaded guilty on Monday to a wire fraud conspiracy charge, in what U.S. prosecutors have called the first insider trading case involving cryptocurrency. read more »
SEC Charges Hudson Advisors and Lone Star Global for Failing to Disclose that Fund Fees Included More Than $50 Million of Owner’s Income Tax Liability
SEC
EmpiresX Head Trader Pleads Guilty to Global Cryptocurrency Investment Fraud Scheme that Amassed Approximately $100 Million from Investors
DOJ
Former Heads of New York-Based Non-Governmental Organization Charged with Bribing Elected Officials of the Marshall Islands Extradited to the United States from Thailand
DOJ
Bayer to Pay $40 Million to Resolve the Alleged Use of Kickbacks and False Statements Relating to Three Drugs
DOJ
Philips Subsidiary to Pay Over $24 Million for Alleged False Claims Caused by Respironics for Respiratory-Related Medical Equipment
DOJ
SEC Amends Whistleblower Rules to Incentivize Whistleblower Tips
SEC
State Farm subsidiary to pay $100M for false Katrina claims
ABC
State Farm Fire and Casualty Co., a subsidiary of State Farm Insurance, has agreed to pay the federal government $100 million in restitution over its alleged mishandling of flood insurance claims after Hurricane Katrina. read more »
Secret Service recovers $286M in stolen pandemic loans
AP
Essilor Agrees to Pay $16.4 Million to Resolve Alleged False Claims Act Liability for Paying Kickbacks
DOJ
Twitter’s Former Security Chief Accuses It of ‘Egregious Deficiencies’
NEW YORK TIMES
Twitter’s former head of security has accused the company of “extreme, egregious deficiencies” in its spam- and hacker-fighting practices, according to a whistle-blower complaint. read more »
Malaysia top court upholds ex-Prime Minister Najib's graft conviction
NPR
California County Organized Health System and Three Health Care Providers Agree to Pay $70.7 Million for Alleged False Claims to California’s Medicaid Program
DOJ
Wall Street watchdog unveils rule to improve quality of private, hedge fund disclosures
REUTERS
The U.S. Securities and Exchange Commission (SEC) will vote to propose a rule that seeks to elevate the quality of disclosures it receives from large private and hedge funds, the agency said on Wednesday, confirming what a source previously told Reuters. read more »
SEC Awards More Than $16 Million to Two Whistleblowers
SEC
CFTC Charges Nevada Metals Trader with Spoofing in Gold and Silver Markets
CFTC
